History of the Preamble
The Preamble to Indian
constitution is based on “Objective
Resolution” of Nehru. Jawaharlal Nehru introduced an objective
resolution on December 13, 1947 and it was adopted by Constituent assembly on
22 January 1947. The drafting committee of the assembly in formulating the
Preamble in the light of “Objective Resolution” felt that the Preamble should
be restricted to defining the essential features of the new state and its basic
socio-political objectives and that the other matters dealt with Resolution
could be more appropriately provided for in the substantive parts of the
Constitution. The committee adopted the expression ‘Sovereign Democratic Republic’ in
place of ‘Sovereign
Independent Republic’ as used in the “Objective Resolution,”
for it thought the independence was implied in the word Sovereign. The
committee added the word Fraternity which was not present in the
Objective Resolution. “The committee felt that the need for fraternal concord
and goodwill in India was never greater than now and that this particular aim
of the new Constitution should be emphasized by special mention in the
Preamble.”[ii] In other respect the committee tried to embody in the Preamble
“the spirit and, as far as possible, the language of “Objective Resolution.”
Meaning and Concept
The term ‘Preamble’
means the introduction to a statute. It is the introductory part of the
constitution. A preamble may also be used to introduce a particular section or
group of sections. According to Chambers Twentieth Century Dictionary, a
preamble means preface, introduction, especially that of an act of Parliament,
giving its reasons and purpose – a prelude.
Black’s Law Dictionary
states that the preamble means a clause at the beginning or a
statute explanatory of the reasons for its enactment and the objectives sought
to be accomplished. Generally, a Preamble is a declaration made by
the legislature of the reasons for the passage of the statute and is helpful in
the interpretation of any ambiguities within the statute to which it is
prefixed.
The Constitution opens
with a Preamble. Initially, the Preamble was drafted by Sh. B. N. Rau in his
memorandum of May 30, 1947 and was later reproduced in the Draft of October 7,
1947. In the context of the deliberations by the Constituent Assembly, the
Preamble was reformulated. The Committee claimed that they had tried to embody
in it the spirit, and as far as possible, the language of the Objectives
Resolution.Constitutions all over the world generally have a preamble. The
form, content and length of the preamble differ from constitution to
constitution. Irrespective of these differences the preamble generally sets the
ideas and goals which the makers of the constitution intend to achieve through
that constitution.
- Object, Purpose and Scope of the Preamble
The Preamble does not
grant any power but it gives a direction and purpose to the Constitution. It
outlines the objectives of the whole Constitution. The Preamble contains the
fundamentals of the constitution. The preamble to an Act sets out the main
objectives which the legislation is intended to achieve.
The proper function of
preamble is to explain and recite certain facts which are necessary to be
explained and recited, before the enactment contained in an act of Parliament
could be understood.
A preamble may be used
for other reasons, such as, to limit the scope of certain expressions or to
explain facts or introduce definitions. It usually states, or professes to
state, the general object and meaning of the legislature in passing the
measure. Hence it may be legitimately consulted for the purpose of solving an
ambiguity or fixing the connotation of words which may possibly have more
meaning, or determining of the Act, whenever the enacting part in any of these
respect is prone to doubt. In a nutshell, a court may look into the object and
policy of the Act as recited in the Preamble when a doubt arises in its mind as
to whether the narrower or the more liberal interpretation ought to be placed
on the language which is capable of bearing both meanings. In A.K Gopalan v. State of Madras, it
was contended that the preamble to our constitution which seeks to give India a
‘democratic’ constitution should be the guiding start in its interpretation and
hence any law made under Article 21 should be held as void if it offends the
principles of natural justice, for otherwise the so-called “fundamental” rights
to life and personal liberty would have no protection. The majority on the
bench of the Supreme Court rejected this contention holding that ‘law’ in
article 21 refers to positive or state made law and not natural justice, and
that this meaning of the language of article 21 could not be modified with
reference to the preamble. In Berubari Union case the Supreme
Court held that the preamble had never been regarded as the source of any
substantive power conferred on the government or on any of its departments. The
court further explained that “what
is true about the powers is equally true about the prohibitions and limitations”.
It, therefore, observed that the preamble had limited application. The court
laid down that the preamble would not be resorted to if the language of the
enactment contained in the constitution was clear. However, “if the terms used
in any of the articles in the constitution are ambiguous or capable of two
meanings, in interpreting them some assistance may be sought in the objectives
enshrined in the Preamble.” In State of Rajasthan v.
Basant Nahata it
was held that a preamble with an ordinary Statute is to be resorted only when
the language is itself capable of more than one meaning and not when something
is not capable of being given a precise meaning as in case of public policy.
In Kesavananda
Bharati case
the Supreme Court attached much importance to the preamble. In this case, the
main question before the Supreme Court related to the scope of amending power
of the Union Parliament under Article 368 of the Constitution of India. The
Supreme Court traced the history of the drafting and ultimate adoption of the
Preamble. Chief Justice Sikri observed,
“No authority has been referred
before us to establish the propositions that what is true about the powers is
equally true about the prohibitions and limitations. Even from the Preamble
limitations have been derived in some cases. It seems to me that the preamble
of our Constitution is of extreme importance and the constitution should be
read and interpreted in the light of the grand and noble vision expressed in
the preamble.”
A majority of the full
bench held that the objectives specified in the preamble contain the basic
structure of our constitution, which cannot be amended in exercise of the power
under Article 368 of the constitution. It was further held that being a part of
the constitution, the preamble was not outside the reach of the amending power
of the Parliament under article 368. It was in the exercise of this amending
power that the constitution (42nd amendment) Act 1976 amended the preamble
inserting therein, the terms socialist, secular and integrity.
In the 1995 case
of Union Government v. LIC of India also the Supreme Court has once again
held that the Preamble is an integral part of the Constitution.
The Preamble
serves the following purposes:
a)
It indicates the source from which the Constitution comes, viz., the people of India.
b)
It contains the enacting clause which brings into force, the Constitution which
makes it an act of the people, for the people and by the people.
c)
It declares the rights and freedoms which the people of India intended to
provide to all citizens and the basic type of government and polity which was
to be established.
- Preamble: Whether a part of the Constitution?
It has been highly a
matter of arguments and discussions in past that whether Preamble should be
treated as a part of constitution or not. The vexed question whether the
Preamble is a part of the Constitution or not was dealt with in two leading
cases on the subject:
1. Beruberi
Case
2. Kesavananda
Bharati case
Berubari case was the
Presidential Reference “under Article 143(1) of the Constitution of India on
the implementation of the Indo-Pakistan Agreement Relating to Beruberi Union
and Exchange of Enclaves which came up for consideration by a bench consisting
of eight judges headed by the Chief Justice B.P. Singh. Justice Gajendragadkar
delivered the unanimous opinion of the Court. The court ruled out that the
Preamble to the Constitution, containing the declaration made by the people of
India in exercise of their sovereign will, no doubt it is “a key to open the
mind of the makers” which may show the general purposes for which they made the
several provisions in the Constitution but nevertheless the Preamble is not a
part of the Constitution.
Kesavananda Bharati case has created
history. For the first time, a bench of 13 judges assembled and sat in its
original jurisdiction hearing the writ petition. Thirteen judges placed on
record 11 separate opinions. To the extent necessary for the purpose of the
Preamble, it can be safely concluded that the majority in Kesavananda Bharati
case leans in favor of holding,
(i) That the Preamble
to the Constitution of India is a part of the Constitution;
(ii) That the Preamble
is not a source of power or a source of limitations or prohibitions;
(iii) The Preamble has
a significant role to play in the interpretation of statutes and also in the
interpretation of provisions of the Constitution.
Kesavanada Bharati
case is a milestone and also a turning point in the constitutional history of
India. D.G. Palekar, J. held that the Preamble is a part of the Constitution
and, therefore, is amendable under Article 368. It can be concluded that
Preamble is introductory part of our Constitution. Preamble is based on the
Objective Resolution of Nehru. Preamble tells about the nature of state and
objects that India has to achieve. There was a controversial issue whether
Preamble was part of Indian Constitution there were number of judicial
interpretation but finally Kesavanada Bharati case it was held that the
Preamble is a part of the Constitution
- Amendment to the Preamble
The issue that whether
the preamble to the constitution of India can be amended or not was
raised before the Supreme Court in the famous case of Kesavananda Bharati v. State of Kerala, 1973. The Supreme Court
has held that Preamble is the part of the constitution and it can be amended
but, Parliament cannot amend the basic features of the preamble. The court
observed, “The edifice of our constitution is based upon the basic element in
the Preamble. If any of these elements are removed the structure will not
survive and it will not be the same constitution and will not be able to
maintain its identity.”
The preamble to the
Indian constitution was amended by the 42nd Amendment Act, 1976 whereby the
words Socialist, Secular and Integrity were added to the preamble by the 42nd
amendment Act, 1976, to ensure the economic justice and elimination of
inequality in income and standard of life. Secularism implies equality of all
religions and religious tolerance and does not identity any state religion. The
word integrity ensures one of the major aims and objectives of the preamble
ensuring the fraternity and unity of the state.
4.
Contents of the Preamble
Preamble is part of
our constitution. The contents of Preamble play an important role in
interpretation of our constitution. The Preamble declares:
“WE, THE PEOPLE OF INDIA, having
solemnly resolved to constitute India into a SOVEREIGN SOCIALIST SECULAR
DEMOCRATIC REPUBLIC and to secure to all its citizens:
JUSTICE, social,
economic and political;
LIBERTY, of thought,
expression, belief, faith and worship;
EQUALITY of
status and of opportunity;
and to promote among
them all
FRATERNITY assuring
the dignity of the individual and the unity and integrity of the Nation;
IN OUR CONSTITUENT
ASSEMBLY this twenty-sixth day of November, 1949, DO HEREBY ADOPT, ENACT AND
GIVE TO OURSELVES THIS CONSTITUTION.”
- “We, the People of India”
The preamble begins
with the words “We the people of India…” thus clearly indicating the source of
all authority of the constitution. At the dawn of independence, we were 350
million (approximately). This figure constituted 1/6th of the humanity.
The words “We, the
people of India” declares in umabmiguios terms that the Constitution has been
adopted, enacted and given to themselves by the people of India. It emphasizes
the sovereignty of the people and the fact that all powers of government flow
from the people. It is the people of India on whose authority the Constitution
rests. The preamble surmises that it is the people of India who are the authors
of the constitution.
Although the
constitution was not directly voted upon by the people of the country as it was
practically impossible for four hundred million people to take part in the
voting, it is clear from the Preamble that the framers of the constitution has
been promulgated in the name of the people, attached importance to the
sovereignty of the people and the constitution.
The constitution is
not based on the mandate of several states which constitute the units of the
Union. In this sense also, the constitution is one, given by the people of the
country to themselves. Jawahar Lal Nehru in the constituent assembly stated
that the word ‘People’ indicated that the constitution was not created by the
States, nor by the people of the several States but by the people of India in
their aggregate capacity. By analogy, even the Constitution of U.S.A., in spite
of the fact that it was actually born out of the agreement between the number
of independent states, professes to be established by the people of the United
States, and not by the federating states in their sovereign capacities.
The words “we the
people of India” echo in the opening words in the preamble to the constitutions
of the United States and of Ireland. It is emphasized that the constitution is
founded on the authority of the people, in whom is vested the ultimate
sovereignty. The Supreme Court in Union of India v.
Madangopal, referred to these words in the
preamble while recognizing the power of the Indian legislatures, to enact laws
with retrospective operation beyond the commencement of the constitution
itself. The court observed that “our constitution as appears from the preamble
derives its authority from the people of India”.
‘We, the people if
India’, means in other words, ‘we, the citizens of India’, whether voters or
non- voters. The terms- ‘people of India’ and ‘citizens’ are synonyms terms.
Both the words describe the political body which lays the basis of sovereignty
and which hold the power and conduct of the government through their
representatives; they are what we familiarly call the ‘sovereign people’ and
every citizen is one of this people and they are a constituent member of this sovereignty.
Constitutional expert
D.D. Basu has stated that though the constitution of India has been made by men
who cannot be said to be fully representatives of the nation and it has been
ratified by a direct vote of the people, the Constitution of India, like that
of the United States professes that is has been founded on the consent and
acquiescence of the people.[xvii] The preamble says that the people of India
enacted and adopted the constitution, after “having solemnly resolved…” It
explains that the founding fathers had given a serious thought to the
provisions of the Constitution. They had performed a sacred duty and exercised
full wisdom and political knowledge on their part. They had no axe to grind
beyond “securing a good and workable constitution”.
- Sovereign
According to preamble,
the constitution of India has been pursuance of the solemn resolution of the
people of India to constitute India into a ‘Sovereign Democratic Republic’, and
to secure well defined objects set forth in the preamble. Sovereignty denotes
supreme and ultimate power. It may be real or normal, legal or political,
individual or pluralistic. In monarchial orders, sovereignty was vested in the
person of monarchs. But, in republican form of governments, which mostly
prevail in the contemporary world, sovereignty is shifted to the elected
representatives of the people. According to D.D Basu, the word ‘sovereign’ is
taken from article 5 of the constitution of Ireland. ‘Sovereign or supreme
power is that which is absolute and uncontrolled within its own sphere’.
In the words of Cooley, “A
state is sovereign when there resides within itself supreme and absolute power,
acknowledging no superior”. Sovereignty, in short, means the
independent authority of a state. It has two aspects- external and internal. External
sovereignty or
sovereignty in international law means the independence of a state of the will
of other states, in her conduct with other states in the comity of nations.
Sovereign in its relation between states and among states signifies independence.
The external sovereignty of India means that it can acquire foreign territory
and also cede any part of the Indian territory, subject to limitations(if any)
imposed by the constitution. On the other hand, internal
sovereignty refers
to the relationship between the states and the individuals within its
territory. Internal sovereignty relates to internal and domestic affairs, and
is divided into four organs, namely, the executive, the legislature, the
judiciary and the administrative. Though India became a sovereign country on 26th January, 1950, having equal status with the other members of the
international community, she decided to remain in the Commonwealth of Nations.
Pandit Nehru declared that India will continue – “her full membership of the
Commonwealth of Nations and her acceptance of the King as the symbol of the
free association of the independent nations and as such the Head of the
Commonwealth”. Her membership of the Commonwealth of Nations and that of the
United Nations Organization do not affect her sovereignty to any extent. It is
merely a voluntary association of India and it is open to India to cut off this
association at her will, and that it has no constitutional significance.
- Socialist
The constitutional
commitment to the goal of socio-economic justice, as envisaged by the original
preamble by the constitution of India has been fortified by the constitution
(42ndAmendment) Act, 1976. The term ‘socialist’ literally means a
political-economic system which advocates state’s ownership of the means of
production, distribution and exchange.[xix]Concise Oxford Dictionary defines
‘socialism’ as a political and economic theory of a social organisation which
advocates that the means of production, distribution and exchange should be
owned or regulated by the community as whole.” Professor M.C Jain Kagzi while
noting that socialism has interspersed in the provision of the constitution
remarks that preambular reference was intended ushering in a socio-economic
revolution.
The term ‘socialist’ has
not been defined in the constitution. Professor M.P Jain observes that the term
‘does not however envisage doctrinaire socialism in the sense of insistence on
state ownership as a matter of policy’. It does not mean total exclusion of
private enterprise and complete state ownership of material resources of the
nation. D.D. Basu regards that Supreme Court has gone a step further toward
social justice. P.M Bakshi understands socialism in the context of social
justice.[xx] A broad spectrum of Indian jurists and authors admit the relevance
of socialism in India. Swarn singh, the chief architect of the 42ndamendment Act, 1976
explained that by the word ‘socialism’ nothing more was meant than what was
explained at the Awadi session of Congress, which is short aimed at a ‘mixed
economy’. Mrs. Indira Gandhi, the then Prime Minister, further explained that
the term ‘socialist’ was used simply to indicate that the goal of the state in
India was to secure a ‘better life for the people’ or ‘equality of
opportunity’. She said that socialism like democracy was interpretable
differently in different countries. She, thus, made it clear that India had her
own concept of socialism and all she wanted was a better life for the people.
That the framers wished to go socialist was never in doubt. Our first Prime
Minister and a member of the Constituent Assembly Pt. Jawaharlal Nehru
exclaimed “I stand for socialism and I hope, India will stand for Socialism and
that India will go towards the constitution of a socialist state, and I do
believe that the whole world will go that way.”
In D.S
Nakara v. Union of India,
the court observed that, “the basic framework of socialism is to provide a
decent standard of life to the working people and especially provide security
from cradle to grave.” The principle aim of socialist State, the Supreme Court
held, was to eliminate inequality in income and status and standard of life.
In Air
India Statutory Corporation v. United Labour Union the Supreme
Court elaborated the concept of “socialism” and stated that the word socialism
was expressly brought in the constitution to establish an egalitarian social
order through rule of law as its basic structure.
In Samatha v.
State of Andhra Pradesh the Supreme Court observed that
the word Socialist used in the Preamble must be read from the goals, Article
14,15,16,17,21,23,38,39,46 and all other cognate Articles sought to establish,
i.e. to reduce inequalities in income and status and to provide equality of
opportunities and facilities.
- Secular
In Webster’s Dictionary
the word ‘secular’ has been described as a ‘view of life’, or of any particular
matter based on premise that religious considerations should be ignored or
purposefully excluded or as a system of social ethics based upon doctrine that
ethical standards and conduct be determined exclusively without reference to
religion. It is the rational approach to life and it refuses to give plea for
religion. For the first time, by the 42ndamendment of the
constitution in 1976, the term-‘secular’ was inserted into the Preamble but
without a definition of the term. Secular is derived from the Latin word
speculum, which means an indefinite period of time. Before the mid-nineteenth
century, the word ‘secular’ was occasionally used with contempt. Although the
term secular was not included anywhere in the constitution, as it was
originally adopted on November 26, 1949, the founding fathers of the
constitution were clear in their mind as to what they meant by secularism. The
word secular has no Indian origin. It traces its origin from West in context of
Christian religion. Unlike in the West, in India secularism was never born out
of the conflict between the church or the temple and the State. It was rooted
in India’s own past history and culture. It is based on the desire of the
founding fathers to be just and fair to all communities irrespective of their
number. The term secular inserted by the Constitution (42nd Amendment) Act, 1976, explains that the state does not recognize
any religion as a state religion and that it treats all religions equally, and
with equal respect, without, in any manner, interfering with their individual
rights of religion, faith or worship. It does not mean that it is an
irreligious or atheistic state. Nor, it means that India is an anti-religious
state. It neither promotes nor practices any particular religion, nor it
interferes with any religious practice. The constitution ensures equal freedom
to all religions.
The Supreme Court in St.
Xavier’s College v. State of Gujarat explained “secularism
is neither anti-God nor pro-God, it treats alike the devout, the agnostic and
the atheist. It eliminates God from the matters of the state and ensures that
no one shall be discriminated against on the grounds of religion”. That, every
person is free to mould or regulate his relations with his God in any manner.
He is free to go to God or to heaven in his own ways. And, that worshipping God
is left to be dictated by his own conscience.
In S.R
Bommai v. Union of India, a nine judge bench of the apex court
observed that the concept of “Secularism” was very much embedded in our
constitutional philosophy. What was implicit earlier had been made explicit by
the constitution (42nd amendment) in 1976.
In Aruna
Roy v. Union of India, the Supreme Court has said that
secularism has a positive meaning that is developing, understanding and respect
towards different religions. Recently in I.R Coelho v. State of Tamil Nadu it has been held that secularism is a
matter of conclusion to be drawn from various Articles conferring Fundamental
Rights. “If the secular character is not to be found in Part III”, the Court
ruled, “it cannot be found
anywhere else in the Constitution, because every fundamental right in Part III
stands either for a principle or a matter of detail”.
In Valsamma
Paul v. Cochin University, the apex court
emphasised that inter-caste marriages and adoption were two important social
institutions through which “secularism” would find its fruitful and solid base
for an egalitarian social order under the Constitution of India. “Secularism,”
the court said, was a bridge between religions in a multi-religious society to
cross over the barriers of their diversity. In the positive sense it was the
cornerstone of an egalitarian and forward looking society which our
constitution endeavored to establish.
- Democratic
The term Democracy is
derived from Greek words ‘demos’ which means ‘people’ and ‘kratos’ which means
‘authority’. It thus means government by the people. Democracy may properly be
defined as that form of government in the administration of which the mass of
adult popolutaion has some direct or indirect share.
The Supreme Court in Mohan
Lal v. District Magistrate, Rai Bareilly, observed:
“[D]emocracy is a concept, a political philosophy, an ideal practised by many
nations culturally advanced and politically mature by resorting to governance
by representatives of the people elected directly or indirectly”. The basic
principle of democracy in a society governed by the rule of Law is not only to
respect the will of the majority, but also to prevent dictatorship of the
majority”.
Democracy may be a
direct or indirect democracy. In a direct democracy every people exercise the
power of the government. The people as a whole not only carry on the
government, but can even change the constitution by their direct vote. In an
indirect democracy, the people elect their representatives who carry on the
administration of the government directly. It is also known as representative
democracy. In India, constitution provides for a Parliamentary Representative
Democracy. The apex court in Union of India v. Association for
Democratic Reforms, observed: “A successful democracy
posits an ‘aware’ citizenry”. “Democracy cannot survive”, the court said,
without free and fair elections, without free and fairly informed voters.” This
states that free and fair elections are the most important features of
democracy. Thus democracy implies that all three powers of the government i.e.
the executive, the legislature and the judiciary should be separate, yet
mutually independent. Democracy is also a way of life and it must maintain
human dignity, equality and rule of law.
Thus, the sovereign
Constitutional state established by the framers could only be Ramrajya and
people’s democracy. Only in the democratic state the sovereignty would be
vested in the people and the Nation. In reaffirmation to the democratic
principle, the Constitution was adopted, enacted and adopted by the Constituent
Assembly in the name of, and for “We, the People of India.”
- Republic
A republic means a
state in which the supreme power rests in the people and their elected
representatives or officers, as opposed to one governed by the king or a
similar ruler. The word ‘republic’ is derived from res
publica, meaning
public property or commonwealth. According to Montesquieu, “a republican
government is that in which a body, or only a part of people, is possessed of
the supreme power”. The term ‘republic’ is used in distinction to monarchy. A
republic means a form of government in which the head of the state is an
elected person and not a heredity monarch like the king or the queen in Great
Britain. Under such a system, the political sovereignty is vested in the people
and the head of the state is the person elected by the people for a fixed term.
In a wider sense, the word ‘republic’ denotes a government where no one holds
the public power as a proprietary right, but all power is exercised for the
common good-where inhabitants are the subjects and free citizens at the same
time. The constitution of India envisions.
the Indian government
as a ‘republican form of government’, in which, the ultimate power resides in
the body of the people exercised via universal adult suffrage. The president of
India who is the executive head of the state is elected by the people (though
indirectly) who holds office for a term of five years. All citizens are equal
in the eyes of law, there is no privileged class and all public offices are
open for all the citizens without any distinction on basis of race, caste, sex
or creed.
In a republic, the
state sovereignty is vested in, and held by the people, and the political power
is exercised popularly as an expression of the people’s sovereign command,
grace or pleasure. The Constitution is adopted and given to themselves by the
People. The Constitution of India has been adopted enacted and given “To
ourselves by “We, the People”.
- Justice
The preamble of the
constitution of India professes to secure to all its citizens political,
economic and social justice. Social justice means the abolition of all sorts of
inequities which may result from the inequalities of wealth, opportunity,
status, race, religion, caste, title and the like. To achieve this ideal of
social justice, the constitution lays down the directives for the state in Part
IV of the constitution.
In Air
India Statutory Corporation v. United labour Union, the Supreme Court observed that
the aim of social justice was to attain substantial degree of social, economic
and political equality which was the legitimate expectation and constitutional
goal. It was held that social justice was dynamic device to mitigate the
sufferings of the poor, weak, dalits, tribals and deprived sections of the
society and to elevate them to the level of equality, to live a life with
dignity of person.
The expression
‘economic justice’ means justice from the stand pint of economic force. In
short, it means equal pay for equal work, that every person should get his just
dues for his labour irrespective of his caste, sex or social status.
Political justice
means the absence of any unreasonable or arbitrary distinction among men in
political matters. The constitution has adopted the system of universal adult
suffrage, to secure political justice.
The expression
‘justice’ is the harmonious reconcilement of individual conduct with the
general welfare of the society. An act or conduct of a person is said to be
just if it promotes the general well-being of the community. Therefore, the
attainment of the common good as distinguished from the good of individuals is
the essence of justice. Justice is considered to be the primary goal of a
welfare state and its very existence rests on the parameters of justice.
- Liberty
The preamble of
constitution of India professes to secure liberty of belief, thought,
expression, faith and worship which are essential to the development of the
individuals and the nation. Liberty or freedom signifies absence of external
impediments of motion. It implies absence of restraint. Liberty is power of
doing what is allowed by law. Aristotle stated that in democracy, liberty is
supposed, for it is commonly held that no man is free in any other government.
Liberty is a concept of multiple strands. No universally accepted definition of
liberty exists, although statesmen and judges, among others, have attempted to
give an all-comprising definition of the same. Liberty in the preamble of
constitution of India does not mean mere absence of restraint of domination. It
is a positive concept of the, ‘right to liberty of thought, expression, belief,
faith and worship’. Acharya J.B Kriplani observed that ‘liberty of thought,
expression, belief, faith and worship’ all these freedoms can be only be
guaranteed on the basis of non-violence. Democracy is closely connected with
the concept of liberty. Therefore, certain minimal rights are to be enjoyed by
every person in a community for free and civilized existence in the civil
society. In an ordered society, the liberty of no individual can be absolute or
unfettered. It must be subject to social control, in order to protect the
collective interests of the aggregate of the individuals who constitute that
society. For example, for prevention and investigation of crimes and the
prosecution of criminals. In order, to sustain democracy, liberty is not to
degenerate into license. This has been highlighted by Justice Ramaswamy in his
dissenting opinion in Kartar Singh’s Case.
Liberty is the most
cherished possession of a man. Liberty is the right of doing an act which the
law permits. Constitution has recognized the existence of rights in every man.
“Liberty is confined and controlled by law, whether common law or statute. It
is a regulated freedom. It is not an abstract or absolute freedom. The
safeguards of liberty lie in the good sense of the people and in the system of
representative and responsible government, which has been evolved. Liberty is
itself the gift of law and may by the law forfeited abridged”.
It was held in Meyer
v. Nebraska, “Liberty denotes not merely freedom from bodily
restraint but also the right of the individual to contract, engage in any of
the common occupations of life, to acquire useful knowledge, to marry,
establish a home and bring up children, to worship God according to dictates of
his own conscience, and generally to enjoy those privileges long recognized at
common law as essential to the orderly pursuit of happiness by free
men.”[xxxvii]
According to John
Salmond, “the sphere of my legal liberty is that sphere of activity within
which the law is contend to leave me alone”The constitutional law of the
country has fully guaranteed liberty through its mechanisms, judiciary and
established rules of justiciability.
- Equality
Guaranteeing of certain
rights to each individual is meaningless unless all equality is banished from
the social structure, and each individual is assured of equality status and
opportunity for the development of what is best in him. Rights carry no
meaning, if they cannot be enjoyed equally by all members of the community. One
of the main tasks of the constitution makers was to ensure equality of status
and opportunity for all and to provide basis for ultimately establishing an
egalitarian society. They proceeded to achieve these objectives by
incorporating a set of fundamental principles into the constitution.
D.D. Basu has observed
that it is the same equality of status and opportunity that the constitution of
India professes to offer to the citizens by the preamble.Equality of
status and opportunity is secured to the people of India by abolishing all
distinctions and discriminations by the state between citizen and citizen on
the ground of religion, race, caste sex and by throwing open ‘public places’,
by abolishing untouchablity and titles, by securing equality for opportunity in
the matters relating to employment or matters relating to employment or
appointment to any office under the state. It is exactly this equality of
status and opportunity that our constitution professes to offer to the citizens
by the preamble. The principle of equality of law means not the same law should
apply to everyone, but that a law should deal alike with all in one class; that
these should be equality of treatment under equal circumstances. It means “that
should not be treated unlike and unlikes should not be treated alike. Likes
should be treated alike.”Equality is one of the magnificent cornerstones of
Indian democracy.An equality status permeates the basic structure of the
constitution.
- Fraternity
Fraternity means the
spirit of brotherhood, a feeling that all people are children of the same soil,
the same motherland. The term was added to the preamble by a drafting committee
of the constituent assembly, “as
the committee felt the need for fraternal concord and the goodwill in India was
never greater than by then in this particular aim of the new constitution
should be emphasised by special mention in the preamble”. The
drafting committee has taken notice of the diversities of India based on race,
religions, languages and cultures. Fraternity is the cementing factor of the
inherent diversities. Fraternity means brotherhood, the promotion of which is
absolutely essential for a country which is composed of many race and
religions. Brotherhood is a particular kind of relationship which links all
human beings, irrespective of gender and generation. A democratic system will
function in a healthy manner only if there is a spirit of brotherhood, oneness
among the people of the land. Fraternity is not possible unless the dignity of
each individual is preserved and mutually respected. The longing for forming
company paves the way for fraternity. Peaceful co-existence, live and let live
others, mutual understanding, feeling for inter-se cooperation, attitude of
adjustment, sacrifice, to be useful to others, enjoyment of common weal,
solidarity for defence of all and other good human qualities develop
fraternity- are the promotion for the concept of fraternity. The expression ‘to
promote among them all’ preceding the word ‘fraternity’ is significant in this
respect. ‘Among them all’ promotes, more particularly the word ‘all’-not only
among under privileged classes but also among the entire people of India. ‘Do
hereby adopt, enact’ etc. has been borrowed from the last line the preamble of
the Irish constitution. In the words of the Supreme Court- fraternity means a
sense of common brotherhood of all Indians. In a country like ours with so many
disruptive forces of regionalism, communalism and linguism, it is necessary to
emphasis and re-emphasise that the unity and integrity of India can be
preserved only by a spirit of brotherhood. India has one citizenship and every
citizen should feel that he is Indian first irrespective of other basis.
Dignity of the Individual
Dignity of the
individuals is to be maintained for the promotion of fraternity. Therefore, the
preamble of the constitution of India assures the dignity of each and every
individual. This dignity is assured by securing to each individual equal fundamental
rights and at the same time, by laying down a number of directives for the
state to direct its policies towards, inter alia, securing to all citizens, men
and women equally, the right to an adequate means of livelihood, just and
humane conditions of work, a decent standard of life. The constitution of India
seeks to achieve ‘dignity of individual’ by guaranteeing equal fundamental
rights to each individual, so that he can enforce minimal rights, if invaded by
anybody in the court of law. Dignity of individual in a nation is the dignity
of the nation itself. The preamble of constitution of India recognizes and
ensures enforcement of Fundamental Right necessary for existence, full
development of personality, dignified lives such as equality and freedom of the
Indians. It is to be noted that our Supreme Court has read the preamble with
article 21 to come to the conclusion that the right to dignity is a fundamental
right.
5.
Preamble to the Constitution: A Comparative Study
Preamble is
introductory part of the Constitution. Every constitution has its own preamble.
There is comparative study of preamble of USA and Canada as below:
The Preamble of the
Constitution of USA
The Preamble of the
constitution of USA declares,
“We the people of
United States, in order to form a more perfect union, establish justice, insure
domestic tranquility, provide for the common defence, promote the general
welfare, and secure the blessing of liberty to ourselves, and our posterity, do
ordain and establish this constitution for United States of America”.
The preamble of the
constitution of the USA, in a precise form contains a “declaration” and a
descriptive objective. The declaration is to the effect that the
people of United States “ordain and establish” the constitution for the United
States of America.
On the other hand, the
preamble of the constitution of India serves two purposes:
1. It
indicates the source from which the constitution derives its authority, and
2.
It also states the objects which the constitution seeks to
establish and promote.
The Constitution of
India, like that of the United State of America, strikes one as a monumental
piece prepared by men of great eminence and patriotism. Undoubtedly there is a
difference between the constitution of U.S.A and India in phraseology and
emphasis – more than a century and half has passed between the adoptions of two
Constitutions, many world events of far-reaching social and economic
consequence had taken in the meantime and people’s ideas had passed through
radical transformations.
The constitution of
U.S.A is the supreme law of the land. It guarantees fundamental right of
person, property, and liberty. It is however, noteworthy that these
rights were incorporated in the constitution by a number of amendments effected
after the constitution was promulgated. They were not enumerated in the
original draft of the constitution. But by subsequent amendment individual
liberty has been effectively safeguarded. Only 133 years later with 19thamendment, women
acquired the right to vote. The rights of the citizen are made enforceable by
recourse to judiciary. These rights cannot be modified or suspended except by a
constitutional amendment. The constitution of U.S.A is based on popular
sovereignty in the U.S.A is attributed to the people. Unlike the United Kingdom
where the hereditary monarchy is the head of the state, the United States of
America is a republic with the president as the elected head of the state. The
constitution has derived its authority from the people.
Thus the constitution
of the U.S.A is a unique constitution presenting a constitutional model
entirely different from U.K. Its stability and strength is the envy of the
different constitution of the world .Some of the developing democracies like
Sri Lanka and Pakistan have opted for it. The constitution has aura of the
sacred about it. It occupies a shrine up in the higher stretches of American
reverence.
The Preamble of the
Constitution of the Canada
The constitution of
Canada consists of many laws as well as political convention and judicial
practices. The preamble state that the province of Canada nova Scotia and new
Brunswick have expressed their desire to be federally united into
one domain under the crown with the constitution similar in the Principle to
that of the united kingdom. The preamble of the
constitution has cited the four –fold objective:
- To
fulfill the desire of the constituent units of Canada to form
into a union under the crown
- That
such a union would be conductive to welfare of the provinces and promote
the interest of the British empire
- That
a legislative authority and an executive government be provided for and;
- To
enable the eventual admission into the union of other parts of
British north America
In compare to Canada
Preamble Indian Preamble lays down main objective of state to be:
- To
establish democratic, republic, sovereign, socialist and secular state
- To
achieve Justice- social, economic and political;
- Liberty of
thoughts, expression, belief, faith and worship;
- Equality
of status and opportunity; and
- Fraternity
assuring the dignity of the individual and the unity and integrity of the
nation.
As Indian Preamble
lays down the basic structure of Indian Constitution which is not as such
depicted in the Preamble of Canada and USA, so it can be concluded that Indian
Preamble is more structured than Preamble of USA and Canada.
6.
Interpretation Value of the Preamble
The Preamble of Indian
Constitution reflects the basic structure and the spirit of the Constitution.
It is regarded that the preamble serves as a channelizing tool for the
interpretation of the constitution as a whole. The preamble acts as the preface
of the constitution of India and lays down the philosophical ideas. It
represents the entire constitution in its written words.
The Preamble declares
four aims in the governance of India-
- Justice-
social, economic and political;
- Liberty of
thoughts, expression, belief, faith and worship;
- Equality
of status and opportunity;
- And
Fraternity assuring the dignity of the individual and the unity and
integrity of the nation.
Preamble as Projector of ‘Desired
Established State’
The Preamble proclaims
the solemn resolution of the people of India to constitute India into a
‘Sovereign socialist secular democratic republic’. The Preamble was adopted with
the constitution in the constituent assembly. It came into effect in 1950 along
with the constitution. The original draft of the constitution opened with the
words ‘Sovereign Democratic Republic’ in the first line. The words ‘Socialist
and Secular’ were inserted by the 42nd amendment in 1976. The same amendment
contributed to the changes of the words unity of the nation into unity and
integrity of the nation. The significance of the preamble of Indian
constitution lies in the ‘We the People’. These words emphasizes that the
ultimately the powers are vested in the hands of the people of India.
According to the
preamble of the constitution of India, the word Sovereign occupies a vital role
in the country. It means supreme or independent and embodies India is
internally and externally sovereign and is free from the control of any foreign
power. The word Socialist also has enormous significance as it implies
economic and social equality. The word was added by the 42nd Amendment Act 1976
during the emergency. The preamble also guarantees secularism. The word
Secularism was also inserted into the preamble by the 42nd amendment act 1976.
Secularism implies equality of all religions and religious tolerance and does
not identify any state religion. The preamble of Indian Constitution also puts
forth the words Democratic and Republic. India follows a Democratic form of
government. The people of India elect their government at all levels such as
Union, State and local by a system of universal adult franchise. India is also
a Republic, in a country where the head of the state is elected directly or
indirectly, for a fixed tenure. The president of India is the titular head of
the state. Thus, the preamble plays a pivotal role.
- Preamble as Interpreter of Legislation and statutes:
The Constitution of
India starts with a preamble which contains the spirit of the constitution.
Every legislation framed is in conformity with the spirit of the preamble and
thus the constitutionality and objects of the statutes are tested. It contains
the recitals showing the reason for enactment of any legislation and prevents
the legislation to fall in the arms of ambiguity.
In Kashi
Prasad v. State of U.P the court
held that even though the preamble cannot be used to defeat the provisions of
the legislation itself, but it can be used as a vital source in making the
interpretation of the legislation.
- As provider of Authority to the Indian Constitution:
The preamble to the
constitution of India begins with ‘We the People of India’, thus conferring
that the authority of the constitution lies in the people of India, who have
themselves led to the enactment of constitution for their own governance.
The provision of the
constitution of India cannot be overridden by the Preamble.
In Re Berubari , the Supreme
Court held that the Preamble was not a part of the constitution and therefore
it could not be regarded as a source of any substantive power.
In Kesavananda Bharati’s case, the Supreme Court rejected the above
view and held the preamble to be a part of the constitution. The constitution
must be read in the light of the preamble. The preamble could be used for the
amendment power of the parliament under Article 368 but basic elements cannot
be amended. The 42nd Amendment has inserted the words “Secularism, Socialism
and Integrity” in the preamble.
- General rules of interpretation of the constitution:
1. If the words are
clear and unambiguous, they must be given full effect.
2. The constitution
must be read as a whole.
3. Principles of Harmonious
construction must be applied.
4. The constitution
must be interpreted in a broad and liberal sense.
5. The court has to
infer the spirit of the constitution from the language.
6. Internal and
External aids may be used while interpreting.
7. The Constitution
prevails over other statutes.
7. Conclusion
To conclude, it will
not be wrong to say that the spirit or the ideology behind the Constitution is
sufficiently crystallized in the preamble. It is also right to state that
preamble is the basic part of any document and it is but obvious to our
constitution because it is the supreme law of our country. The preamble
declares that the people of India adopted, enacted and gave to themselves the
constitution on 26th November, 1949 but the
date of commencement of the constitution was fixed to 26 January, 1950. Article
394 provides that Articles 5, 6, 7, 8, 9, 60, 324, 367, 379 and 394 came into
force on the adoption of the constitution on 26th November, 1949. The rest of the provisions of the constitution came
into force on 26th January, 1950 and this
day is referred to as the commencement of the constitution. The preamble is of
considerable legal significance in so far as embodies an enacting clause. It
cannot be resorted to as the basic in construing the various provisions of the
constitution, which are couched in plain language.
The Preamble
highlights some of the fundamental values and guiding principles on which the
constitution is based. It is a guiding light having interpretational value. It
plays a pivotal role in case of ambiguity. The Preamble of the Constitution of
India is one of the best of its kind ever drafted. Both in ideas and expression
it is a unique one. It embodies the spirit of the constitution to build up an
independent nation which will ensure the triumph of justice, liberty, equality
and fraternity.
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